1. About the Office of the
Registrar of Companies
Registrars
of Companies (ROC) appointed under Section 609 of the Companies Act covering the various
States and Union Territories are vested with the primary duty of registering companies
floated in the respective states and the Union Territories and ensuring that such
companies comply with statutory requirements under the Act. These offices function as
registry of records, relating to the companies registered with them, which are available
for inspection by members of public on payment of the prescribed fee. The Central
Government exercises administrative control over these offices through the respective
Regional Directors.
2. Can I register a
partnership firm or sole proprietorship firm with RoC?
Partnership
firms are not registered with the Registrar of Companies. There is another State
Government authority known as Registrar of Firms who will be registering partnership
firms.
3. What is the procedure for
registering a Company?
The
first step in the registration process is getting a name approved for the proposed
company. You can apply for a name in the prescribed form (Form-1A) along with the
application fees (Rs.500/-) at the RoC. You can give a maximum of 4(four) names in order
of preference in your name application. After getting the name approved, prepare the
necessary documents for registration of the company and file the same at RoC along with
the registration and filing fees. Registration and filing fees vary depending upon the
Authorised capital. In addition, Memorandum of Association and Articles of Association and
Form-1 require payment of stamp duty as per local stamp act.
4. How to do the preliminary
checking for availability of a Company Name before applying for the Name? (or) How do we search for companies with similar name before we make an
application?
Log
on to the Ministry of Company Affairs web site http://www.dca.nic.in and check for similar names in the following
links:
a) Company Directory (contains all the registered companies)
b) Names approved for registration (contains the names already approved)
If you do not find a similar name in both these searches, then your name is likely to be
approved subject to the satisfaction of other requirements, like minimum authorised
capital etc. Please note that the search is only preliminary and indicative in nature. The
approval of a name is subject to the availability of the same at the time of processing
the application at the RoC and according to guidelines issued by Government of India from
time to time. (see also Q.No.9).
5. How to apply for a Name?
Submit
the filled in Form-1A along with the application fee of Rs.500/- at the cash counter of
RoC or send the application and DD by post.
6. Can I apply for a Company Name Online?
No.
At present, applicants cannot submit the Form-1A online.
7. How can I check the status of my Name
application (Form-1A) on the Web?
After
submitting your Name application (Form-1A) along with the fees at RoC, you can check the
status of your application on the web at http://rockerala.nic.in
in the link Name Application Status Query. You have to feed the
Application Number or the first word of the Name applied.
8. What is the validity period of the Name
approved?
The
approved name is valid for a period of 6 months from the date of approval. The Applicant
can renew the name within 6 months by submitting a fresh Name application (Form-1A) along
with the fees of Rs.500/-, by mentioning that the application is for renewal of the name
already approved. Names inadvertently allowed or which are against the guidelines, which
have subsequently come to the notice, may be withdrawn by the RoC before or after
incorporation of the company.
9. What is the minimum Authorised Capital for a
company?
The
minimum authorised capital for Private Limited Company Rs.1,00,000/-
For Public Limited Company Rs.5,00,000/-
For the use of some key words as part of name, the minimum authorised capital is given in
the table below:
| S. No. |
Keywords |
Required minimum
authorised capital |
| 1. |
Corporation |
5 Crores |
| 2. |
International,
Globe, Universal, Continental, Inter-Continental, Asiatic, Asia, being the first word of
the name |
1 Crore |
| 3. |
If any of the words
at (2) above is used within the name (with or without brackets) |
50 Lakhs |
| 4. |
Hindustan, India,
Bharat, being the first word of the name |
50 Lakhs |
| 5. |
If any of the words
at (4) above is used within the name (with or without brackets) |
5 Lakhs |
| 6. |
Industries/ Udyog |
1 Crore |
| 7. |
Enterprises,
Products, Business, Manufacturing |
10 Lakhs |
10. What is the minimum number of directors
required to form a company?
Minimum no. of
directors for Private Limited Company Two.
For Public Limited Company Three.
10A. What is the minimum number of subscribers
required for registration of a company?
Minimum
no. of subscribers for Private Limited Company Two.
For Public Limited Company Seven.
11. What is the minimum Paid-up Capital at the
time of registration of a company?
The
minimum paid up capital for Private Limited Company Rs.1,00,000/-
For Public Limited Company Rs.5,00,000/-
11A. What is the minimum number of shares to be
subscribed at the name of incorporation?
Minimum
subscription for Private Limited Company Shares worth Rs. One lakh.
Minimum subscription for Public Limited Company Shares worth Rs. Five Lakhs.
12. What is the difference between Authorised
capital and Paid-up capital?
Authorised
capital is the capital with which the company is registered. The company can issue shares
up to the level of Authorised Capital. Paid up capital means the amount of capital
actually paid by the shareholders in respect of shares allotted to them.
13. Where can the company
under the Companies Act, 1956 be registered?
The
Company can be registered with the Registrar of Companies of the state under whose
jurisdiction the proposed companys registered office will be situated. For the
addresses of all Registrars of Companies, log on to the web site http://www.dca.nic.in.
14. What are the formalities
to be followed for registering a Company?
For
details, log on to the web site http://www.dca.nic.in
and see under the link Steps to form a New Company.
15. What are the documents to be filed with RoC
every year?
Invariably,
the Balance Sheet and Annual Return have to be filed every year. Other documents such as,
Return of Allotment (Form-2), Change of Registered office (Form-18), Change among the
Directors (Form-32), Charges (Form-8, 10, 17, 13)etc., have to be filed within the due
date from the events taking place in the company as per the Companies Act, 1956. For more information see List of Returns to be filed ...
16. How to find out the due date for filing a
document?
Log
on to the web site http://www.dca.nic.in
and find out the details by giving the details of document, date of event, authorised
capital under the link RoC fee computation.
17. How to find out the fees to be paid at RoC for
various documents?
Log
on to the web site http://www.dca.nic.in
and find out the details by giving the details of document, date of event, authorised
capital under the link RoC fee computation.
18. Where from can I download various document
formats?
Log
on to the web site http://www.dca.nic.in
and download the needed document under the link RoC Forms.
19. Can I inspect a companys documents
available with RoC and how?
Yes.
You can inspect the documents processed and registered in the companies document file for
a particular company by paying the Inspection fee of Rs.50/- per company.
20. Can I obtain a copy of a companys
document available in the records with RoC? If so, what is the procedure for the same?
Yes.
A certified copy of the requested document will be issued on payment of Rs.25/- per page
of document, together with a formal application and a non-judicial stamp paper of Rs.10/-
for each document.
21. If I have any matter to
appeal against the decision of the Registrar of Companies, who is the authority?
The
Regional Director, Department of Company Affairs of the respective Region. For the
addresses of all the Regional Directors, log on to the web site http://www.dca.nic.in. Kerala comes under
Southern Region for which the Regional Directors address is given below:
Regional Director (Southern Region)
Ministry of Company Affairs,
5th FLOOR, SHASTRI BHAVAN
26 HADDOWS ROAD, CHENNAI- 600006
PHONE -0484-2355231 FAX 044-8280436
22. Who is the controlling authority or appellate
authority in regard to Company Affairs?
The Secretary,
Ministry of Company Affairs,
5th Floor, Shastri Bhavan,
Dr. Rajendra Prasad Road,
New Delhi 110001.
23. Where can the Investors Grievances be
redressed?
The investors can address their grievances to the following
authorities:
| S. No. |
Nature of Grievance |
Authority |
| 1. |
Deposits
under section 58A of the Companies Act, 1956 |
Southern
Region/Addl. Principal Bench Company Law Board, Shastri Bhavan, Block-1, 26, Haddows Road,
Chennai:
States of Andhra Pradesh, Karnataka,
Kerala, Tamil Nadu and Union Territories of Pondicherry and Lakshadweep Island.
|
| 2. |
Regarding
NBFCs (Non Banking Finance Companies) |
Reserve
Bank of India,
10/3/8, Nrupathunga Road,
Bangalore-560 001, India
Tel: +91 80 2275020
Telex: +91 845 2264
Fax: +91 80 2210185
e-mail: rbibangalore[a]vsnl.com
Please Note: (a) stands
for @ |
| 3. |
Regarding
Listed Companies non-receipt of share certificates, dividends etc. |
Securities
Exchange Board of India, HQ: Mittal Court,
"B" Wing, 1st Floor 224, Nariman Point, Mumbai (Bombay) : 400021.
Tel : +91-22-2850451-56, 2880962-70.
Fax : +91-22-2045633.
E-mail : sebi[a]sebi.gov.in
Please Note: (a) stands
for @ Securities Exchange Board of India,
Annexe: Earnest House, 14th /15th Floor,
194, Nariman Point, Mumbai (Bombay) : 400021.
Tel : +91-22-2850441-50, 2880944-47.
Fax : +91-22-2870746, 2856002.
The Regional Manager,
Securities Exchange Board of India,
D' Monte Building, 3rd Floor,
32 D' Monte Colony, TTK Road,
Alwarpet, Chennai (Madras) : 600018.
Tel : +91-44-4995676/5525/7385/7480/7540.
Fax : +91-44-4998083.
E-mail : sebisro[a]sebi.gov.in
Please Note: (a) stands
for @ |
| 4. |
Regarding
complaints against companies which are not covered in the above 3 categories. |
Contact
the concerned Registrar of Companies. In case
of a company registered in Kerala, please write to:
Registrar of Companies,
M. G. Road,
Ernakulam 682 011.
Ph.:2355 231.
Email : roc-ern[a]sb.nic.in
Please Note: (a) stands
for @ |
24. Where can I get a List of all Companies
registered with RoCs?
The
Department of Company Affairs has released a CD-ROM called Company Directory
CD-ROM Series 3.0. For details of price etc., log on to the Ministry of
Company Affairs web site http://www.dca.nic.in and go to the link
Company Directory CD-ROM Series 3.0.
25. Where can I get a List of newly registered
companies?
The
Ministry of Company Affairs publishes a monthly Journal called Company News
& Notes with the details of list of companies registered during the month among
other details. For obtaining a copy of the Journal or for subscription of the same, write
to the
Editorial office
Company News & Notes:
Paryavaran Bhavan, 2nd Floor,
B-4, C.G.O Complex, Lodhi Road,
New Delhi-110003.
Ph. 4361262, 4361526 |
or |
Printer &
Distributor:
M/S. Ravindra Offset Press,
J-1/1422, Manasarovar Park,
Shahadra, New Delhi-110032.
Ph.2281282 / 2278541 |
26. What is Investor Education and
Protection Fund?
Investor Education and Protection Fund (IEPF)
has come into force w.e.f. 1st October, 2001. Any amount standing in
a) Unpaid dividend,
b) Unpaid Application Money received by
company for allotment of shares,
c) Unpaid matured deposits under section 58A
of the Companies Act, 1956,
d) Unpaid matured debentures,
e) Interest accrued on (a) to (d) above
shall have to be deposited to the credit of
the IEPF after expiry of seven years from the date which they became due for payment
within 30 days to the designated Branch of Punjab National Bank. A return in Form No.1
along with copy of challan evidencing remittance along with filing fees.

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